USRegulatory and Compliance Consulting
Entrust Your regulatory compliances to regulatory professionals
Altobooks is a boutique firm providing small business compliance services and regulatory compliance consulting. Are a fintech looking for a regulatory expert? Connect with us now.
Our regulatory team lead is having more than a decade of experience as a full-time regulator. We help small investment professionals in going big by assisting them in getting SEBI research analyst license, investment advisor license and AIF registration consultancy.
We are regarded as top SEBI consultant in Ahmedabad. Our close working with GIFT city and IFSCA help our clients in obtaining GIFT city license in record time. We also provide legal compliance services for start-ups and fintech firms.
Why Altobooks?
Our expertise in working with financial services and top regulators of India is unparalleled. We are reliable partner for many small and big stock brokerage firms and investment professionals.
Experience
Experience counts the most in regulatory practice.
Liaision
Working closely with regulators have made us like-minded.
Insight
That way of looking with a regulatory lenses.
Foresight
Futuristic approach aligned with global trends in regulation.
Top regulatory consulting firm in India
ROC Compliance Management
Are you a company or LLP and looking for affordable company secretary services for your annual ROC compliances? We are just a call away.- Annual ROC Form submission
- Appointment and resignation of directors
- XBRL Form filing
- Increase in share capital
- ROC notice and inspection matters
Foreign Exchange Compliance Management
Whether you are making FDI investment or making ODI investment, Altobooks can assist you in your FEMA compliances throughout.
- Form 15CA 15CB filing
- Annual FLA form filing
- FCGPR form filing
- Form A2 filing
- Inward / outward remittance compliances
IFSCA, GIFT city licenses and compliance management
Welcome to India’s first international financial services center. Starting a business in GIFT city is very easy and you are entitled to great tax benefits over next 15 years.
- GIFT SEZ licenses
- IFSCA license for AIF
- IFSCA license for Qualified Jeweller
- Ancillary Service Provider license
- GIFT city stock broker license
- IFSCA compliance management
SEBI Compliance Management
- Assistance to listed companies in LODR compliance management
- Assistance to SEBI intermediaries in SEBI compliance management
- Preparation of compliance charts and calendars
- SEBI Compliance Advisory, Audit and Consulting
SEBI registration and licenses consultancy
- Investment Advisory License Consultancy
- Research Analyst License Consultancy
- AIF registration Consultancy
- Portfolio Manager license consultancy
- RTA, STA license consultancy
- Mutual Fund License Consultancy
- Stock Broker License Consultancy
SEBI notice, inspection, hearing, appeal
- Appearance for SEBI adjudication and 11B hearings
- Assistance in SAT matters
- Assistance in submitting SEBI responses and notices
- Assistance in regulatory inspections
Industries we serve
Testimonials
Frequently
Asked Questions
Have questions on how this will work?
Request a free call session with us now!
We will help you in filing proper reply, making representation before SEBI and advise you how to get your matter sorted.
We advise you on the investment advisor regulations and the process of registration. We will file the registration application on your behalf with SEBI and liaise with SEBI on your behalf.
Yes. We can assist your company in registering in IFSC. You can connect with our regulatory consulting team for more information.
Case Studies
Our clients
